About the Chief Compliance Officer University

During an Examination, the regulatory staff will evaluate and assess the “knowledge” and “competence” of your personnel.

The CCO University:

Demonstrates to regulatory staff a culture of compliance
Offers a Masters Certificate in Adviser Compliance™ program.
Graduates receive the Certified Compliance Officer™ designation.
Consists of 28 courses, totaling 192 hours of course work
Delivers all text books, lectures and examinations online.

Excellent Compliance Training Program

The CCO University is an excellent way for firms to satisfy the education and training requirements set forth in their compliance policies and procedures. Firms can create a custom compliance training program, which the CCO University will administer and manage.

About The Regulatory Compliance Association

The Regulatory Compliance Association (RCA) is a a non profit organization that provides firms with an all inclusive resource to effectively manage the escalating compliance environment. Members include: compliance, operations, technology and risk/asset management personnel.